The Investment Center

& IC Advisory Services Inc.

These firms work behind the scenes to provide back-office support and service regarding the technical and regulatory requirements of handling client accounts.

The Investment Center Inc. is the Broker-Dealer and IC Advisory Services Inc. is the Registered Investment Advisor.

The Investment Center Inc. is a member of both the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).

Pershing, LLC

A Subsidiary of The Bank of New York Mellon Corporation

General securities transactions are executed and cleared through Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation.

Pershing is a member of FINRA, SIPC and NYSE. Since 1939, Pershing has been providing brokerage execution, clearance, data processing and financial products to broker-dealers worldwide – representing approximately five million active investors.

For more on The Investment Center Inc., visit the Client Login section by [clicking here].

For more information on Pershing LLC or Pershing’s Statement of Financial Condition, visit the Client Login section by [clicking here].